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University of California, Santa Barbara

College of Engineering

Technology and Management Program

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The Art of Invention:

An Introduction to Patents and Intellectual Property

ENGR 291G / 251 – Fall 2011

Instructor: Dr. Ilan Ben-Yaacov

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Announcements / Assignments

*  11/3/11: Information about the final project for the course can be found here.

*  11/3/11: In class on Nov 16th, Dr. Craig Prater, Chief Technology Officer at Anasys Instruments, will be giving a guest lecture on business/corporate IP strategies.

*  11/1/11:  IMPORTANT: Roger Borovoy talk on IP litigation will be Friday, November 18, from 3:30-5pm in Elings Hall Room 1601, click here for the official announcement.  He will be available at the end of the talk for members of our class to answer individual questions.

*  10/26/11: Note set 5 is posted below or can be found here.

*  10/26/11: Patent Application Template for MSWord is posted below or can be found here.

*  10/20/11: Note set 4 is posted below or can be found here.

*  10/18/11: Note set 3 is posted below or can be found here.

*  10/13/11: Make-up class will be held Monday, Oct 17, in HSSB 1228 from 3:30-4:55pm.

*  10/13/11: Note set 2 is posted below or can be found here.

*  09/29/11: Note set 1 is posted below or can be found here.

*  09/28/11: Please look over sample patent disclosure form, inventorship document, and read the Yoga Patent Final Publication prior to the second lecture.

*  09/22/11: First class meets 9/28/11.  Please read Glossary of Patent and IP-Related Terms and briefly look over the Final Publication of the Yoga Patent prior to the first lecture.

*  09/22/11: Welcome to the course!

 

 

Syllabus – Course Details

 

Lecture:                          Wed 3:30-4:55pm in PHELPS 1508

Instructor:                      Dr. Ilan Ben-Yaacov, ESB room 3221D, ext 5295, ilan@engineering.ucsb.edu

Office Hours:                 Wed 11:30am-1:30pm in ESB Room 3221D

 

 

Course Description

 

This 2-unit course is designed to provide emerging inventors, entrepreneurs, and scientists with a working knowledge of intellectual property (patents, copyrights, trademarks, and trade secrets), with the main focus being on patents.  We will cover the basic functions of patents (what rights a patent gives you), structure of patents (what elements must be included in a patent application), patent prosecution (process for getting a patent issued), obtaining coverage in foreign jurisdictions, and discuss general patenting and IP strategies for businesses, as well as several other topics, including special topics from 1-2 guest lecturers (dates/times TBA).

 

In addition to weekly lectures, there will be weekly reading assignments, and students will also complete a final project which entails drafting an entire patent application.  Students may optionally choose to file the applications which they draft.  Grades for the course will be determined 35% by attendance and 65% by the final project

 

 

Handouts

 

Glossary of Patent and IP-Related Terms

 

Determination of Patent Inventorship         

 

Sample Patent Disclosure Form

 

Patent Application Template (MS Word)

 

ALM Article on Incorporation by Reference by Kim and Tse

 

Class Notes

Notes 1               Notes from Craig Prater’s Lecture

Notes 2               Notes 6

Notes 3              

Notes 4              

Notes 5

 

Patent Prosecution Case Study:  Yoga Patent

Original Filing

Non-Final Rejection

Howard Reference from Non-Final Rejection

Response to Non-Final Rejection

Issued Claims (as allowed)

Final Published Patent

 

Doctrine of Equivalence:

Winans Patent

Festo Article by Jennifer Miller

 

Patents from Several Santa Barbara Companies:

Sonos, Inc.

Transphorm, Inc.

Wyatt Technology Corporation

 

Useful References

 

Patent – Wikipedia Entry:

http://en.wikipedia.org/wiki/Patent

 

Trade Secret – Wikipedia Entry:

http://en.wikipedia.org/wiki/Trade_secrets

 

Trademark – Wikipedia Entry:

http://en.wikipedia.org/wiki/Trademark

 

Patent Cooperation Treaty (International Filing) – Wikipedia Entry:

http://en.wikipedia.org/wiki/Patent_Cooperation_Treaty

 

JOM Article on U.S. Provisional Patent Applications:

http://www.tms.org/pubs/journals/JOM/matters/matters-0002.html

 

JOM Article on Divisional, Continuation, and CIP Patent Applications:

http://www.tms.org/pubs/journals/JOM/matters/matters-0406.html

 

Summary of What is Included in a Specification (Disclosure):

http://www.patentlens.net/daisy/patentlens/2341.html

 

Patent Claims – Wikipedia Entries:

http://en.wikipedia.org/wiki/Claim_(patent)

http://en.wikipedia.org/wiki/List_of_patent_claim_types

 

Difference Between Filing Date and Priority Date:

http://www.cambia.org/daisy/patentlens/2343.html

 

 

 

Useful Links

 

U.S. Patent and Trademark Office (USPTO) Patent Database

 

USPTO Patent Application Information Retrieval (PAIR)

 

Google Patent Search                                    

 

About the Instructor

 

Dr. Ben-Yaacov received his PhD in Electrical and Computer Engineering from U.C. Santa Barbara in 2004.  Since 2004, he has served as a lecturer in the ECE Department and in the College of Creative Studies Physics program at UCSB, teaching semiconductor processing, circuits, general physics, EE project design, and IP/patent courses.  Since 2007, he has been operating an independent IP consulting business, primarily focusing on patents, trade secrets, and trademarks.  His IP areas of expertise include general IP strategy, patent drafting and prosecution, IP portfolio advising and management, domestic and foreign filing strategies, establishment of trade secrets, infringement analysis, IP due diligence for investors, and licensing agreements.

 

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